SEC Charges Two Brokers With Defrauding Customers

From Hedge Fund News From HedgeCo.Net
January 10, 2017 - 8:54am
(HedgeCo.Net) The Securities and Exchange Commission today charged two New York-based brokers with fraudulently using an in-and-out trading strategy that was unsuitable for customers in order to generate hefty commissions for themselves. The SEC’s complaint alleges that Gregory T. Dean […]

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